Job Description
Responsibilities
The Associate Manager – Tax and Regulatory Compliances is responsible to provide tax
and regulatory reporting services to IQ EQ Entities and Clients which may include Funds,
Capital Market and other clients keeping in mind the requirements of Indian Laws and
cross border regulations. The candidate shall also assist in developing business model
and present the same to the prospective client.
Ensures that work delivered to clients are compliant to the Group and Company
compliance policies as well as local regulatory framework.
Tasks
responsible for delivering to the client as per the Service Level Understanding (SLU)
with them.
Will be responsible to provide walk through of the changes to clients and provide
delivery as per the amended requirements under the respective Laws.
and regulatory landscape in India and outside impacting your clients.
regulatory service offerings to the clients of the Company.
participate in brainstorming with external and internal stakeholders.
with Company’s global policy and controls as well as risk frameworks.
proper flow of information and data, resource planning as well as accuracy and
timeliness in line with SLU and KPIs agreed with clients.
expectations are met and internal stakeholders are aligned.
Prepare and analyse the incidents and clients’ complaints reports to include
immediate mitigation to avoid similar occurrences. Report to be communicated to
respective committee / forum.
department and deficiencies repaired and escalated to CDD without delay.
empowerment and ownership.
manner.
Key Performance Indicators
through prospect pitches.
Key competencies for position and level
Key behaviours we expect to see
In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the
role holder will be expected to demonstrate the following :
Qualifications
Education / professional qualifications :
A Chartered Accountant either qualified or inter or CA qualified fresher
Background experience :
Languages :
Additional Information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Compliance Senior Associate • Mumbai, Maharashtra, India