Talent.com
This job offer is not available in your country.
Compliance Officer - AMC

Compliance Officer - AMC

Lakshya Asset Management Pvt. LtdIndia
1 day ago
Job description

Job Title : Compliance Officer - AMC Location :

Ahmedabad Employment Type :

Full-Time

About the Role : We are seeking a detail-oriented and proactive

Compliance Officer

to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also supporting internal policies, controls, and risk management frameworks.

Key Responsibilities : Regulatory Compliance : Ensure ongoing compliance with

SEBI (Mutual Fund) Regulations , AMFI Guidelines, and circulars. Monitor and interpret changes in relevant laws, regulations, and guidelines applicable to asset management. File mandatory regulatory reports with SEBI, AMFI, and other authorities within stipulated timelines. Fund & Operational Oversight : Monitor day-to-day AMC activities to ensure they align with compliance policies. Review product documents (SID, KIM, Fact Sheets) for regulatory adherence before launch or update. Oversee compliance processes related to fund accounting, NAV disclosure, and investor servicing. Internal Controls & Risk Management : Develop, implement, and continuously improve compliance frameworks, SOPs, and internal controls. Conduct periodic compliance audits and risk assessments across departments. Investigate potential compliance violations and recommend corrective actions. Training & Awareness : Conduct compliance awareness sessions for employees and key stakeholders. Support the team in understanding new regulatory developments and their impact. Stakeholder Coordination : Liaise with SEBI, AMFI, auditors, and internal teams for inspections, queries, and audits. Maintain updated compliance records, correspondence, and documentation.

Qualifications & Experience : Bachelor’s or Master’s degree in

Law, Finance, Commerce , or related field. 5–10+ years

of experience in a compliance role within an AMC, mutual fund, or related financial services sector. Strong knowledge

of SEBI Mutual Fund Regulations, AMFI Guidelines, and regulatory frameworks. NISM certification preferred.

Skills & Attributes : Attention to detail with excellent analytical and problem-solving skills. Strong verbal and written communication. High ethical standards, integrity, and ability to handle confidential matters.

How to Apply : Send your Resume to

hr@lakshyafunds.com

with the subject line :

Application for Compliance Officer – AMC

Create a job alert for this search

Compliance Officer • India

Related jobs
JOOLA - Compliance Officer

JOOLA - Compliance Officer

JOOLA INDIAMumbai, India
The person for Institutional Equities will be responsible for ensuring that all equity trading activities conducted on behalf of institutional clients comply with SEBI regulations, stock exchange r...Show moreLast updated: 12 days ago
Compliance Officer

Compliance Officer

r3 ConsultantDelhi NCR, India
Associate Director - Regulatory Compliances & Projects (IFS).Reports to : Director Safety & projects.Shall possess minimum experience of 10 years in service industry and shall have attained ...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

Antal InternationalMumbai, India
The Compliance assistant assist the Head-Compliance / CCO in performing his / her compliance related responsibilities.He / she shall primarily focus on compliance related activities.Monitoring complianc...Show moreLast updated: 4 days ago
Compliance Officer

Compliance Officer

EquirusIndia
Candidate shall be responsible for : Any other tasks / responsibilities as may be assigned from time to time.Ability to liaise and interact with regulators. Ensuring 100% compliance across all existing...Show moreLast updated: 17 days ago
AMC - Manager - Sales

AMC - Manager - Sales

AMC India Direct Selling Pvt. Ltd.Ahmedabad,Gujarat, India
Candidates from Direct selling industry are preferred.The candidate will head the overall Business Operations of Ahmedabad and the primary responsibility will be to achieve the Annual Sales Budget....Show moreLast updated: 30+ days ago
Aldan - Compliance Officer

Aldan - Compliance Officer

Aldan Investments Private LimitedMumbai, India
Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts.Coor...Show moreLast updated: 20 days ago
Compliance Officer

Compliance Officer

Morningstar India Pvt LtdINDIA
Morningstar requires a detail driven and passionate Compliance Manager, Japan, to lead structuring, maintaining and executing an effective compliance program, provide legal support for the business...Show moreLast updated: 30+ days ago
Rathi - Compliance Officer

Rathi - Compliance Officer

Anand Rathi GroupMumbai, India
The person for Institutional Equities will be responsible for ensuring that all equity trading activities conducted on behalf of institutional clients comply with SEBI regulations, stock exchange r...Show moreLast updated: 12 days ago
Chief Regulatory & Compliance Officer - SEBI / Capital Market / Mutual Funds / Stock Broking / Clearing Houses / AMC / Bank

Chief Regulatory & Compliance Officer - SEBI / Capital Market / Mutual Funds / Stock Broking / Clearing Houses / AMC / Bank

Fynehand ConsultantsMumbai, India
Chief Regulatory & Compliance Officer - SEBI / Capital Market / Mutual Funds / Stock Broking / Clearing Houses / AMC / Bank ...Show moreLast updated: 30+ days ago
  • Promoted
Compliance Officer

Compliance Officer

ICG MedicalGurugram, Haryana, India
Shift timings : - UK Shift 12 : 30PM -9 : 30 PM.ICG Medical is a leading global healthcare recruiter with a focus on nurses (all specialities), midwives and home care / healthcare workers.Our company visi...Show moreLast updated: 1 day ago
Technical Compliance Officer

Technical Compliance Officer

ObliviousBengaluru, KA, IN
Quick Apply
We live in the era of data and AI, but the most impactful data resides behind closed doors and red tape.Using it, which many do, risks undermining the privacy and confidentiality of users, customer...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

RedeFin CapitalGurugram, Haryana, India
Key role of the candidate is to carry out the compliances under the Companies Act, 2013 and other applicable laws, handling legal cases, ensuring compliances under applicable insurance laws for cor...Show moreLast updated: 30+ days ago
Legal Compliance Officer

Legal Compliance Officer

Wenger & WatsonIndia
The Process Associate will be responsible for, but not limited to, the following tasks : Review and draft agreements, along with other related documents such as board consents.Maintain accurate reco...Show moreLast updated: 17 days ago
  • Promoted
Compliance Officer - AMC

Compliance Officer - AMC

Lakshya Asset Management Pvt. LtdAhmedabad, Gujarat, India
Job Title : Compliance Officer - AMC.We are seeking a detail-oriented and proactive.The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, a...Show moreLast updated: 1 day ago
Compliance Officer

Compliance Officer

Webscale NetworksINDIA
This is a Full Time position and reports to the VP Business Optimization.Webscale is a leading managed services platform. Its fully optimized, highly secure and reliable automation platform streamli...Show moreLast updated: 14 days ago
  • Promoted
Compliance Officer

Compliance Officer

PlusWealth Capital Management LLPNoida, Uttar Pradesh, India
Join us as a Compliance Manager.Handling Compliance activities w.Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, RO...Show moreLast updated: 1 day ago
Head - AMC Sales

Head - AMC Sales

NaviBengaluru, Karnataka, India
The Investments team at Navi manages our portfolio of investment products, including mutual funds and digital gold.The team is responsible for conceptualizing new investment solutions and expanding...Show moreLast updated: 1 day ago
Electrical Compliance Officer

Electrical Compliance Officer

Nyrstar Port Pirie Pty LtdAU
Nyrstar is a global multi-metals business, with a market leading position in zinc and lead and growing positions in other base and precious metals. Nyrstar has mining, smelting and other operations ...Show moreLast updated: 29 days ago
Resident AMC Engineer

Resident AMC Engineer

SIEMENS ENERGY INDIA LIMITEDGurugram, Haryana, India
At Siemens, you will be part of a global leader committed to innovation, quality, and excellence.This role offers the opportunity to work on challenging projects, develop professionally, and make a...Show moreLast updated: 12 days ago
Compliance Officer

Compliance Officer

Johnson ControlsAndheri, Mumbai, Maharashtra, India
Build your best future with the Johnson Controls team.As a global leader in smart, healthy and sustainable buildings, our mission is to reimagine the performance of buildings to serve people, place...Show moreLast updated: 13 days ago