Compliance Manager-MLR

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Location : Delhi, Noida, Gurgaon, Mumbai and Bangalore

Purpose

A Senior Position with responsibility for all AML / CFT, Compliance, Risk, and Governance matters in TMF’s India offices. The Compliance Manager will be responsible for supporting the above TMF offices to meet the Group’s expectations and regulatory standards, as well as lead local specifics required under the specific regulations and as driven by local business needs. The Compliance Manager will be required to provide advice and guidance to the Directors and staff of the business to ensure that policies and procedures are thoroughly understood and followed by the business. They will possess the ability to embrace and adapt to ever-changing priorities, business needs, and regulatory requirements.

Key Responsibilities :

• Promote and enhance the compliance, risk and governance culture within TMF in India (‘the business
• Act as the Compliance Officer and MLRO (Designated Officer) for the business;
• Establish- and maintain- constructive relationships with the respective regulators, auditors and other relevant institutions;
• Produce and maintain appropriate AML / CFT, Compliance and Risk policies and procedures for the business and ensure that they are maintained in line with local regulatory requirements, as well as Group requirements and frameworks;
• Advise the Boards and Management on AML / CFT, Compliance, Risk Management issues, escalating any specific items that require special attention to the MD, Risk & Compliance Market Head and Group Compliance.
• Support the delivery of AML / CFT, Compliance and Risk training to all staff (induction training and ongoing training) working with HR to ensure appropriate training records are maintained;
• Issue regular reports to the Board and Group Compliance on AML / CFT, Compliance and Risk including information on regulatory changes; regulatory interaction; breaches, errors, omissions and complaints; progress in implementing recommendations arising from internal audits, external audits, regulatory visits and compliance monitoring activities; and items escalated to the Board , Market Head of Risk & Compliance and Group Compliance during the reporting period;
• Receive all suspicious activity reports and liaise internally and externally as appropriate;
• Liaise with Group functions, specifically in term of AML / CFT and sanctions checking, risk assessments, governance frameworks and insurance;
• Work with Group to maintain and embed within the business the Enterprise Risk Model;
• Working with the MD to maintain the legal entity governance framework for the business;
• Provide support to the local teams and Group to ensure that certifications are maintained.

Qualifications and Expertise

What's in it for you?

Pathways for career development

Making an impact

A supportive environment

Other Benefits