Trainee - Compliance (Qualified Company Secretary)Nuvama Group • Republic Of India, IN
Trainee - Compliance (Qualified Company Secretary)
Nuvama Group • Republic Of India, IN
14 days ago
Job descriptionExamination of Stock brokers, Research analyst, Investment advisor, AIF regulations from the point of view of business issues and suggesting recommendations Analysis of internal data and presenting to mgt identification of various violations from SEBI orders of past and evaluating internal process Working with teams for automation and RPA Identification of risks and red flags from internal data Examination of exchange guidelines and circulars and draft SOPs
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Company Secretary • Republic Of India, IN
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