About Company : One of India’s fastest-growing fintech is quietly reshaping the fixed-income investment space.
Key Responsibilities :
- Regulatory Compliance & Interactions :
- Engage with regulators (RBI, SEBI, MCA); ensure timely responses to queries and align business design with regulatory expectations.
- Internal Controls :
- Vet website, marketing, and communication content to ensure compliance. Independently drive internal review processes.
- Stakeholder Management :
- Collaborate across teams to implement regulatory changes, ensuring alignment in processes and communication.
- Research & Training :
- Monitor regulatory developments and train internal teams to stay ahead of compliance requirements.
- Legal Documentation :
- Assist in contract reviews and framework development to safeguard organizational interests.
- Secretarial Functions :
- Prepare agendas, minutes, and manage board and committee meetings.
- Maintain statutory registers, records, and ensure timely filings.
- Draft regulatory policies, charters, and manage correspondence with regulators.
- Oversee compliance for issue / transfer of securities and support in preparing annual filings and reports.
Qualifications & Skills :
Law degree (3-year or 5-year) + Company Secretary qualification (ICSI).2–4 years’ experience in a law firm or in-house legal / CS role (preferably NBFC / fintech or listed debt entities).Sound knowledge of Companies Act, RBI & SEBI regulations.Strong communication, drafting, and stakeholder management skills.Ability to manage multiple priorities in a fast-paced environment.