Sr. Manager - KYC Management - (Stock Broking)

Sr. Manager – KYC Management (Stock Broking Operations)

Location- Goregaon, Mumbai (Work from Office)

Reporting To : SVP Operations

Experience : 8–12 years in stock broking operations, with strong exposure to KYC, client lifecycle management, and regulatory reporting

To lead and manage the Client Master Modification function across the broking platform, ensuring accurate, timely, and compliant execution of all client data changes. The role involves building strong controls, managing regulatory interfaces, coordinating with internal teams, and driving efficiency through process enhancements and digitization.

Key Responsibilities

Client Master Modification Ownership

• Oversee execution of client-initiated changes including :
• Personal details (name, address, contact info)
• Bank account / Demat account modifications
• PAN / Aadhaar / CKYC / FATCA / PEP / Nominee updates
• Ensure changes reflect accurately across internal systems and external interfaces (CDSL, NSDL, KRAs, Exchanges).

Regulatory & Compliance Management

Process Control & Risk Mitigation

System Enhancements & Digitization

Team & Stakeholder Management

Reporting, Governance & MIS

Key Performance Indicators (KPIs)

Qualifications & Experience

Desired Skills & Attributes

Skills Required

Ms Excel, CDSL, NSDL, Regulatory Reporting, Oms, System Troubleshooting